同(Tong)花(Hua)顺(Shun)：(?)子(Zi)公(Gong)司(Si)浙(Zhe)江(Jiang)同(Tong)花(Hua)顺(Shun)云(Yun)软(Ruan)件(Jian)有(You)限(Xian)公(Gong)司(Si)收(Shou)到(Dao)行(Xing)政(Zheng)监(Jian)管(Guan)措(Cuo)施(Shi)决(Jue)定(Ding)书(Shu)

新(Xin)华(Hua)财(Cai)经(Jing)北(Bei)京(Jing)11月(Yue)15日(Ri)电(Dian) 同(Tong)花(Hua)顺(Shun)公(Gong)告(Gao)，(?)子(Zi)公(Gong)司(Si)云(Yun)软(Ruan)件(Jian)公(Gong)司(Si)收(Shou)到(Dao)中(Zhong)国(Guo)证(Zheng)券(Quan)监(Jian)督(Du)管(Guan)理(Li)委(Wei)员(Yuan)会(Hui)浙(Zhe)江(Jiang)监(Jian)管(Guan)局(Ju)《(?)行(Xing)政(Zheng)监(Jian)管(Guan)措(Cuo)施(Shi)决(Jue)定(Ding)书(Shu)》(?)。(?)

《(?)行(Xing)政(Zheng)监(Jian)管(Guan)措(Cuo)施(Shi)决(Jue)定(Ding)书(Shu)》(?)主(Zhu)要(Yao)内(Nei)容(Rong)包(Bao)括(Kuo)：(?)云(Yun)软(Ruan)件(Jian)公(Gong)司(Si)存(Cun)在(Zai)营(Ying)销(Xiao)人(Ren)员(Yuan)运(Yun)用(Yong)部(Bu)分(Fen)客(Ke)户(Hu)成(Cheng)功(Gong)案(An)例(Li)、(?)展(Zhan)示(Shi)客(Ke)户(Hu)称(Cheng)赞(Zan)截(Jie)图(Tu)、(?)个(Ge)股(Gu)过(Guo)往(Wang)业(Ye)绩(Ji)等(Deng)进(Jin)行(Xing)展(Zhan)示(Shi)宣(Xuan)传(Chuan)且(Qie)缺(Que)乏(Fa)风(Feng)险(Xian)提(Ti)示(Shi)的(De)情(Qing)形(Xing)；(?)部(Bu)分(Fen)营(Ying)销(Xiao)、(?)服(Fu)务(Wu)人(Ren)员(Yuan)存(Cun)在(Zai)夸(Kua)大(Da)、(?)误(Wu)导(Dao)性(Xing)宣(Xuan)传(Chuan)以(Yi)及(Ji)变(Bian)相(Xiang)承(Cheng)诺(Nuo)收(Shou)益(Yi)的(De)情(Qing)形(Xing)；(?)部(Bu)分(Fen)提(Ti)供(Gong)投(Tou)资(Zi)建(Jian)议(Yi)人(Ren)员(Yuan)存(Cun)在(Zai)未(Wei)登(Deng)记(Ji)为(Wei)证(Zheng)券(Quan)投(Tou)资(Zi)顾(Gu)问(Wen)的(De)情(Qing)形(Xing)；(?)直(Zhi)播(Bo)业(Ye)务(Wu)推(Tui)广(Guang)过(Guo)程(Cheng)中(Zhong)合(He)规(Gui)管(Guan)控(Kong)不(Bu)到(Dao)位(Wei)且(Qie)存(Cun)在(Zai)暗(An)示(Shi)推(Tui)荐(Jian)个(Ge)股(Gu)等(Deng)情(Qing)形(Xing)；(?)云(Yun)软(Ruan)件(Jian)公(Gong)司(Si)作(Zuo)为(Wei)平(Ping)台(Tai)运(Yun)营(Ying)主(Zhu)体(Ti)在(Zai)与(Yu)证(Zheng)券(Quan)公(Gong)司(Si)合(He)作(Zuo)开(Kai)展(Zhan)投(Tou)资(Zi)咨(Zi)询(Xun)服(Fu)务(Wu)过(Guo)程(Cheng)中(Zhong)未(Wei)尽(Jin)到(Dao)合(He)规(Gui)管(Guan)理(Li)责(Ze)任(Ren)；(?)与(Yu)关(Guan)联(Lian)公(Gong)司(Si)合(He)作(Zuo)开(Kai)展(Zhan)证(Zheng)券(Quan)投(Tou)资(Zi)咨(Zi)询(Xun)业(Ye)务(Wu)过(Guo)程(Cheng)中(Zhong)合(He)规(Gui)管(Guan)控(Kong)不(Bu)到(Dao)位(Wei)。(?)

浙(Zhe)江(Jiang)监(Jian)管(Guan)局(Ju)决(Jue)定(Ding)对(Dui)云(Yun)软(Ruan)件(Jian)公(Gong)司(Si)采(Cai)取(Qu)责(Ze)令(Ling)改(Gai)正(Zheng)、(?)责(Ze)令(Ling)暂(Zan)停(Ting)新(Xin)增(Zeng)客(Ke)户(Hu)的(De)行(Xing)政(Zheng)监(Jian)督(Du)管(Guan)理(Li)措(Cuo)施(Shi)，(?)整(Zheng)改(Gai)及(Ji)暂(Zan)停(Ting)期(Qi)限(Xian)为(Wei)3个(Ge)月(Yue)。(?)

同(Tong)花(Hua)顺(Shun)同(Tong)时(Shi)表(Biao)示(Shi)，(?)所(Suo)谓(Wei)公(Gong)司(Si)“(?)非(Fei)法(Fa)荐(Jian)股(Gu)、(?)被(Bei)立(Li)案(An)调(Diao)查(Cha)”(?)的(De)传(Chuan)闻(Wen)与(Yu)事(Shi)实(Shi)不(Bu)符(Fu)。(?)子(Zi)公(Gong)司(Si)云(Yun)软(Ruan)件(Jian)公(Gong)司(Si)具(Ju)有(You)证(Zheng)券(Quan)投(Tou)资(Zi)咨(Zi)询(Xun)资(Zi)格(Ge)，(?)公(Gong)司(Si)及(Ji)子(Zi)公(Gong)司(Si)不(Bu)存(Cun)在(Zai)被(Bei)立(Li)案(An)调(Diao)查(Cha)的(De)情(Qing)况(Kuang)。(?)

编(Bian)辑(Ji)：(?)王(Wang)媛(Yuan)媛(Yuan)

声(Sheng)明(Ming)：(?)新(Xin)华(Hua)财(Cai)经(Jing)为(Wei)新(Xin)华(Hua)社(She)承(Cheng)建(Jian)的(De)国(Guo)家(Jia)金(Jin)融(Rong)信(Xin)息(Xi)平(Ping)台(Tai)。(?)任(Ren)何(He)情(Qing)况(Kuang)下(Xia)，(?)本(Ben)平(Ping)台(Tai)所(Suo)发(Fa)布(Bu)的(De)信(Xin)息(Xi)均(Jun)不(Bu)构(Gou)成(Cheng)投(Tou)资(Zi)建(Jian)议(Yi)。(?)如(Ru)有(You)问(Wen)题(Ti)，(?)请(Qing)联(Lian)系(Xi)客(Ke)服(Fu)：(?)400-6123115